A More Activist SEC: Where are the field lines drawn and how to stay inside them

Insider Trading Enforcement in the Post-Galleon Era

WHEN

  • December 15, 2009 7:30 AM - 10:00 AM

WHERE

  • Foley Hoag LLP (Boston Office)
  • Seaport West
  • 155 Seaport Boulevard
  • Boston, MA 02210-2600
  • Map

DESCRIPTION

Join Peter Rosenblum and Michele Adelman in a discussion about the government's focus on insider trading laws and the lessons that can be drawn from recent cases.

Topics will include:

  • The basic rules and how to comply with them
  • How to resolve the day-to-day issues that come up in the real financial world
  • Recent SEC cases and the lessons you can learn from them
  • Government prosecutions: the steps in the process and the potential penalties