Dodd-Frank and the New Regulatory Regime for Advisers
Presented by ALI-ABA
WHEN
- September 21, 2010 2:00 PM - 3:00 PM
WHERE
- Audio Webcast and Telephone Seminar
DESCRIPTION
Hedge fund advisers now have to register!
Title IV of Dodd-Frank makes a number of changes to the Investment Advisers Act of 1940, many of which now require investment advisers to hedge funds (and other similar privately offered investment vehicles) to register under the Advisers Act. Significantly, Dodd-Frank eliminates the existing exemption from registration for advisers with fewer than 15 clients that hedge fund advisers and others have historically relied on.
This program will cover the new regulatory regime applying to advisers including:
- Steps advisers to hedge funds will need to take to comply and by when
- Impact on advisers to venture capital funds
- Effect of the legislation on foreign advisers
- The new jurisdictional divide between the states and the SEC
Clifford E. Kirsch, a Partner at Sutherland, Asbill & Brennan in New York will lead a panel discussion that will provide an overview of the Title and how it will impact domestic and foreign advisers.
Faculty
Peter M. Rosenblum, Foley Hoag LLP, Boston