SEC and Massachusetts Registration in 2012

Part of the Operational Risk Breakfast Club's Quarterly Series

WHEN

  • December 8, 2011 8:30 AM - 10:00 AM

WHERE

  • Foley Hoag LLP (Boston Office)
  • Seaport West
  • 155 Seaport Boulevard
  • Boston, MA 02210-2600
  • Map

DESCRIPTION

The Operational Risk Breakfast Club provides the opportunity for senior investment management professionals to mix informally and gain advantages by gathering insights and information regarding key developments in the industry. We hope you will mark your calendars for Thursday, December 8th and join us for the next Operational Risk Breakfast Club Event.

Topics to be discussed include:

  • Who needs to register and with which agency 
  • Who is exempt 
  • When does your firm need to take action 
  • What action steps are needed

Speakers: 

  • Jonathan Saxton, Kinetic Partners 
  • Jeff Collins, Foley Hoag LLP


Registration:  8:30 a.m.
Program:  9:00 - 10:00 a.m.