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Title Date Authors Category Download
SEC Provides Guidance on Exclusion of Shareholder Proposals Under the “Ordinary Business” and “Direct Conflict” Exclusions of Rule 14a-8 November 24, 2015 Paul Bork, Dean F. Hanley, Jennifer Audeh Securities Alert
Company May Be Liable for Temporary Worker’s Discrimination Claims November 20, 2015 Robert A. Fisher, Lyndsey M. Kruzer Labor and Employment Alert
OCIE Issues Risk Alert Relating to Outsourced Chief Compliance Officers November 12, 2015 Robert G. Sawyer, Kate Leonard The Foley Adviser
SEC to Recommend Additional Compliance Rules for Investment Advisers November 09, 2015 Jeffrey D. Collins, Robert G. Sawyer, Jennifer M. Macarchuk The Foley Adviser
CFTC Approves NFA Interpretive Notice on Information Systems Security Programs, Including Cybersecurity Guidance October 30, 2015 Catherine M. Anderson, Kate Leonard The Foley Adviser
Product Liability Update October 28, 2015 David R. Geiger, Catherine C. Deneke Product Liability Update
Venture Perspectives: First Quarter 2015 October 16, 2015 Matthew S. Eckert, Jonathan S. Romiti, Sara Mattern, Jeremy Arak Venture Perspectives
Impact of New European AIFMD Regulation on SBICs October 13, 2015 Michael K. Wyatt, Catherine M. Anderson The Foley Adviser
The European Court of Justice Invalidates Safe Harbor October 06, 2015 Catherine Muyl, Colin J. Zick, Alice Berendes Privacy and Data Security Alert
Bureau of Economic Analysis (BEA) Issues New Form BE-180 for U.S. Financial Services Providers Including Investment Advisers September 29, 2015 Catherine M. Anderson, Jennifer M. Macarchuk The Foley Adviser

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