The Ins and Outs of Insider Trading Compliance

Part of the Operational Risk Breakfast Club's Quarterly Series

Location

Foley Hoag LLP

Seaport West
155 Seaport Boulevard
Boston, MA 02210-2600

Directions »

Date/Time

May 23, 2013 8:30AM–10:00AM

Description

Sponsored by Foley Hoag LLP and Kinetic Partners 

The Operational Risk Breakfast Club provides the opportunity for senior investment management professionals to mix informally and gain advantages by gathering insights and information regarding key developments in the industry. These meetings occur on a quarterly basis.

Topics to be discussed:

  • Recent cases showing the SEC's current focal areas in the insider trading space
  • Recommendations on what to include in your firm's insider trading policy and practical compliance tips

Speakers:

  • Ara Beth Gershengorn, Foley Hoag LLP
  • Donald Babbitt, Kinetic Partners

Presentations: