The Use of Finders and Placement Agents and Tips for Preparing Marketing Materials Taking into Account Recent Regulatory Developments

Part of the Operational Risk Breakfast Club's Quarterly Series

Location

Foley Hoag LLP

Seaport West
155 Seaport Boulevard
Boston, MA 02210-2600

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Date/Time

March 5, 2014 8:30AM–10:00AM

This event has been postponed. Please check back for additional information.

Description

Sponsored by Foley Hoag LLP and Kinetic Partners 

The Operational Risk Breakfast Club provides the opportunity for senior investment management professionals to mix informally and gain advantages by gathering insights and information regarding key developments in the industry. These meetings occur on a quarterly basis.

Topics to be discussed:

  • Key considerations with respect to finders and placement agents in light of recent SEC enforcement actions
  • Marketing and the expectations of the regulators 

Speakers: