SEC and Massachusetts Registration in 2012
Part of the Operational Risk Breakfast Club's Quarterly Series
Foley Hoag LLP
155 Seaport Boulevard
Boston, MA 02210-2600
December 8, 2011 8:30AM–10:00AM
Sponsored by Foley Hoag LLP and Kinetic Partners
The Operational Risk Breakfast Club provides the opportunity for senior investment management professionals to mix informally and gain advantages by gathering insights and information regarding key developments in the industry. These meetings occur on a quarterly basis.
Topics to be discussed:
- Who needs to register and with which agency
- Who is exempt
- When does your firm need to take action
- What action steps are needed
- Jonathan Saxton, Kinetic Partners
- Jeff Collins, Foley Hoag LLP
- Registration: 8:30 a.m.
- Program: 9:00 - 10:00 a.m.