Blog

White Collar Law & Investigations

Keeping you aprised of the developing regulatory environment that confronts businesses and individuals in virtually any industry. Whether federal or state investigations, enforcement actions, changing enforcement priorities, criminal prosecutions or related civil proceedings, we provide regular coverage and updates that draw on the deep experience.

Securities Enforcement Under Chairman Atkins
Blog August 28, 2026
A little more than halfway into the SEC’s first full year under the leadership of its Chairman, Paul Atkins, recent SEC actions give a glimmer into possible emerging trends in enforcement…
Sripetch v. SEC: The Supreme Court Holds That Disgorgement Does Not Require Proof of Investor Pecuniary Loss
Blog June 09, 2026
On June 4, 2026, the U.S. Supreme Court unanimously held that the SEC need not prove investors suffered actual financial losses before obtaining a disgorgement award…
Securities Enforcement and Regulatory Developments from the SEC, CFTC, and PCAOB
Blog February 02, 2026
2025 saw fundamental shifts in securities enforcement priorities in the first year of the second Trump Administration…
Supreme Court Significantly Limits the SEC’s Enforcement Power by Prohibiting Administrative Proceedings for Securities Fraud
Blog July 16, 2024
On June 27, 2024, the U.S. Supreme Court issued its decision in Securities and Exchange Commission v. Jarkesy. In a 6-3 decision, the Court ruled that securities fraud claims seeking civil penalties must be decided by a jury in federal court. The ruling eliminates the SEC’s ability to seek civil penalties for securities fraud through administrative proceedings…
SEC to Continue Aggressive Enforcement Efforts in 2024 After Record-Setting 2023
Blog February 27, 2024
The U.S. Securities and Exchange Commission’s Enforcement Division resumed its dogged pursuit of investigations and enforcement actions in fiscal year 2023…
The DOJ, SEC, Insider Trading, and Data Analysis
Blog November 22, 2022
A year ago, the Department of Justice (“DOJ”) and the Securities and Exchange Commission (“SEC”) heralded data analytics in announcing parallel insider trading actions against a senior executive at a pharmaceutical company (Viatris Inc.), formerly known as Mylan N.V. (“Mylan”). The SEC asserted that “efforts to conceal the scheme through secure messaging apps and foreign cash payments were unavailing, as this case highlights the agency's ability to use sophisticated data analysis to detect…

ABOUT

The Foley Hoag White Collar Law & Investigations blog addresses the developing regulatory environment that confronts businesses and individuals in virtually any industry.  Whether federal or state investigations, enforcement actions, changing enforcement priorities, criminal prosecutions or related civil proceedings, the White Collar Law & Investigations blog will provide regular coverage and updates that draw on the deep experience of Foley Hoag’s White Collar Crime & Government Investigations practice.

Our attorneys have represented companies and executives in criminal, regulatory, and civil investigations involving a wide range of governmental authorities – the U.S. Department of Justice, U.S. Attorney’s Offices, the U.S. Securities and Exchange Commission, Congressional oversight committees, state Attorneys General, and numerous federal and state departments and agencies. Our clients include global, national and regional companies in many industries: technology; pharmaceuticals and medical devices; health care; financial services; securities; insurance; environmental technology; manufacturing; and government.

The White Collar Law & Investigations blog will reflect the breadth of this experience and knowledge. Please contact us to share your thoughts on the blog or if we can assist you in navigating today’s complex regulatory environment.